|
|
Please use this identifier to cite or link to this item:
https://repositorio.utn.edu.ec/handle/123456789/18008Full metadata record
| DC Field | Value | Language |
|---|---|---|
| dc.contributor.author | Clavijo Suntura, Joel Harry | - |
| dc.contributor.author | Rosero Rosero, Piedad Maribel | - |
| dc.contributor.author | Aragón Cuamacás, Gloria Esperanza | - |
| dc.date.accessioned | 2025-11-19T17:19:54Z | - |
| dc.date.available | 2025-11-19T17:19:54Z | - |
| dc.date.created | 2020-07-23 | - |
| dc.date.issued | 2025-11-19 | - |
| dc.identifier.issn | 1368-5201 | - |
| dc.identifier.uri | https://repositorio.utn.edu.ec/handle/123456789/18008 | - |
| dc.language.iso | eng | es_EC |
| dc.publisher | Emerald Publishing Limited | es_EC |
| dc.rights | openAccess | es_EC |
| dc.rights | Atribución-NoComercial-CompartirIgual 3.0 Ecuador | * |
| dc.rights.uri | http://creativecommons.org/licenses/by-nc-sa/3.0/ec/ | * |
| dc.title | Challenges Of Identifying And Monitoring Politically Exposed Persons (Peps) In Latin America | es_EC |
| dc.type | Article | es_EC |
| dc.description.degree | N/A | es_EC |
| dc.coverage | Inglaterra | es_EC |
| dc.contributor.orcid | https://orcid.org/0000-0001-7708-0174 | es_EC |
| dc.contributor.orcid | https://orcid.org/0000-0001-8140-6739 | - |
| dc.contributor.orcid | https://orcid.org/0000-0002-9536-3255 | - |
| dc.subject.en | POLITICALLY EXPOSED PERSONS | - |
| dc.subject.en | FINANCIAL INTELLIGENCE UNITS | - |
| dc.subject.en | IDENTIFICATION | - |
| dc.subject.en | MONITORING | - |
| dc.subject.en | RISK | - |
| dc.subject.en | LATIN AMERICA | - |
| dc.subject.en | LATIN AMERICA | - |
| dc.description.abstract-en | Purpose – The purpose of this paper is to analyze politically exposed persons (PEPs) according to Financial Action Task Force (FATF) Recommendations and assess the identification process followed by financial institutions to create a harmonized regional model for PEPs identification in LatinAmerica. Design/methodology/approach – FATF Recommendation No.12 states that financial institutions should identify PEPs. To do so, the latter uses either an internal identification system or an external database. Within this framework, the purpose of the research work is to determine whether the procedure adopted by the regulated entities complies with the requirements of the regulations. Both analytical and interpretative methods have been used for this purpose. Findings – In accordance with FATF Recommendation No.12, national and foreign PEPs, as well as officials of relevant international organizations, close relatives and closest associates must be identified. This wide range of people forms an hybrid type of PEPs. Because of the lack of a harmonized identification policy, it is likely that some people who meet these conditionsmay not be spotted. Originality/value – PEPs control success relies on accurate and prompt identification. Therefore, it is crucial to create an inter-state model of harmonized identification at a regional level in Latin America. It includes not only the participation of the obligated subjects but also the sector entities associated to the concerned economic activity. | - |
| dc.identifier.doi | https://www.emerald.com/insight/content/doi/10.1108/JMLC-05-2020-0061/full/html | - |
| Appears in Collections: | Artículos | |
Files in This Item:
There are no files associated with this item.
This item is protected by original copyright |
This item is licensed under a Creative Commons License
